Administration Formalizes Management Policy By Mike Field Research, education and service are the university's fundamental tasks, and it is administration's chief function to enhance those goals and then stay out of the way, according to a new policy statement released last week. (See Policy, below.) The brief 750-word document is intended to give senior administrators and managers a concise theoretical framework from which to base management decisions, said university sources. Part of the nature of those decisions, according to the document, should be to work "as unobtrusively as possible" within the greater context of the university's overall mission. In the statement's preamble, administration is charged with supporting and enhancing the mission of the university "while granting to faculty and students what really is the defining quality of academic life--freedom of thought, freedom of speech, freedom of criticism and freedom from unreasonable intrusions and regulations." "I think we always have to beware of creating a bureaucracy that ultimately exists only to serve itself," said President William C. Richardson, who actively participated in the creation of the university's new statement of management philosophy. "I've visited places where this has been a real problem. We have to make sure in our zeal for order and harmony and administrative efficiency we don't erode the independence of the faculty and students." The new statement of Hopkins management philosophy was carefully reviewed and revised by the President's Administrative Council before its release. According to Human Services director Richard Kilburg, who worked with the PAC in creating the document, the intent was to formalize in writing a tradition of management style that is as old as the university itself. "I don't think this statement is startlingly new," Dr. Kilburg said. "In fact, the underlying philosophy can be traced right back to the inaugural statement made by President Gilman at the university's founding. What is new is that we have put down succinctly--in only a couple pages--exactly what that philosophy is, and have promulgated it to the rest of the university." "What we have done is to make explicit what I have always considered to be implicit," Dr. Richardson said. "We thought it would be helpful for those in leadership positions across the university to have a clear statement of policy. This defines the way in which we expect leadership to be exercised. It is a contemporary statement of a philosophy that has been evident at the university from the outset, and in particular it supports those responsible for carrying out the primary roles of the university." After laying out the basic values and beliefs of the university's administration, the document defines core principles of management philosophy, endorses continuing professional development at all levels and affirms the practice of performance management. In particular, it emphasizes strategic focus, fairness and equality, humane values, civic-mindedness, personal and professional integrity, and managerial effectiveness as the foundations of successful administration. "I think if you read the document carefully you begin to appreciate the effort to balance the traditions and values of the academy with the demands and requirements of operating a large institution," Dr. Kilburg said. "This represents a real recognition of the desire to manage the institution competently while keeping the core values intact. It touches on important issues that will continue to be important in the future." ----------------------------------------------------------------- Policy: A Management Philosophy for the University I. Basic Values and Beliefs Johns Hopkins is one of the foremost institutions of higher education in the world, and our responsibility is to help sustain it in a challenging time and assure that it is always looking and moving forward. We are guided by the recognition that change is as essential as it is difficult to accomplish, and also by the maxim: First, do no harm. The fundamental task of university administration is to sustain and enhance the activities of research, education and service that are carried out in the university's classrooms, laboratories, libraries, health care facilities and other settings. The most successful administration will provide clear leadership, but also will perform its supporting staff functions as unobtrusively as possible, while granting to faculty and students what really is the defining quality of academic life-- freedom of thought, freedom of speech, freedom of criticism and freedom from unreasonable intrusions and regulations. II. Core Principles and Approaches in Our Management Philosophy Within the above framework, there is room for any university administration to promote principles, qualities and values that will serve to make our institution as humane as possible. Areas in which the administration can and should properly play a decisive role are: Strategic Focus: helping to keep the enterprise focused on its core missions--teaching, research and service--by encouraging the highest possible levels of achievement and quality in all the activities undertaken by the university, by integrating the creative efforts of individuals with the support of groups and organizational units and, finally, by facilitating collaborative effort across such units. Fairness and Equality: ensuring full equality of opportunity with respect to race, ethnic origin, gender and other dimensions of diversity in the recruitment, retention and promotion of faculty, staff and students. Humane Values: developing an organizational culture that is inclusive, facilitates collaboration, and accepts and rewards individuals' particular strengths, talents and experiences. The culture should encourage individuals to balance their work and personal lives, and be supportive to them both developmentally and interpersonally. Civic-mindedness: being mindful of the institution's public responsibilities and privileges, and helping to find ways for it to be appropriately responsive to the needs and interests of society as a whole, and continuously to earn the public trust. Personal and Professional Integrity: promoting methods of operation that emphasize honesty in our interactions with each other, adherence to legal and ethical standards, and the wise applications of university policies. Managerial Effectiveness: providing effective leadership of the various organizational units of the university through the application of sound principles of management, efficient utilization of resources, reasoned judgment and strategic vision. III. Professional Development Each member of the senior leadership is encouraged to be involved in activities and service groups that will acquaint them with the state of practice nationally in their field of responsibility. We assume that they will have received appropriate academic training prior to achieving their current positions. However, if anyone should wish to participate in short courses, workshops or other programs to extend or deepen their professional competencies, we would encourage them to do so. In administration as in the academic disciplines and in the professions, we must be receptive to the need for lifelong learning. Each member of the senior leadership group should work within his or her own organizational unit to create opportunities and expectations for developing their faculty and staff. IV. Performance Management We support the concept and practice of performance evaluation. The methods used for faculty evaluation are well-developed. With regard to staff performance, we would look to the professionals in Human Resources for guidance in constructing an appropriate methodology. Our performance management practices should reflect and reward congruity with the principles and values outlined above. -----------------------------------------------------------------