My research aims to answer a fundamental question within phonology:
which units of representation provide the best fit to the
cross-linguistic phonological patterns that we observe? I focus
primarily on investigating the advantages and insights gained by
adopting sub-segmental units of representation known as gestures. One of
the aims of my research involves the reanalysis of persistent
theoretical puzzles in phonology within the framework of gestural
phonology. I also work to build on some of the core representational
concepts of gestural phonology. This includes modifying and expanding
upon the established set of gestural parameters, proposing novel types
of relations that exist between gestures, and developing a phonological
grammar that operates over gestural representations.
On this page, you'll find some of my written work and conference
presentation materials, organized thematically.
Harmony
Harmony is a widely studied phonological phenomenon that continues to
spark debate regarding the nature of triggers (segments that initiate
harmony), undergoers (segments that are affected by harmony), so-called
neutral segments (segments that apparently do not participate in
harmony), and directionality (whether a trigger affects preceding or
following segments), among other issues. I address all of these issues
via formal phonological analysis and computational modeling. The
Gestural Harmony Model that I propose provides long-sought-after
solutions to the representation of harmony that are not available to
many segment- and feature-based analyses.
In addition to the written works cited below, my 2018 USC dissertation,
Harmony in Gestural Phonology, is available on Lingbuzz.
- Smith, Caitlin (2021) Learning Derivationally Opaque Patterns in
the Gestural Harmony Model (joint work with Charlie O'Hara). Invited
talk presented at the Keio-ICU Linguistics Colloquium, Online, April
2021.
[ slides April 2021 ]
[ video ]
- Smith, Caitlin, Charlie O'Hara, Eric Rosen, Paul Smolensky (2021)
Emergent Gestural Scores in a Recurrent Neural Network Model of
Vowel Harmony. In Proceedings of the Society for Computation in
Linguistics, Volume 4 (pp. 61-70).
[ paper ] [
slides February 2021 ] [
github ]
- Smith, Caitlin, Charlie O'Hara (2021) Learnability of
Derivationally Opaque Processes in the Gestural Harmony Model. In Proceedings
of the Society for Computation in Linguistics, Volume 4 (pp.
396-400).
[ paper ] [
poster February 2021 ] [
github ]
- Smith, Caitlin, Charlie O'Hara (2020) Learnability of
Derivationally Opaque Patterns in the Gestural Harmony Model. Poster
presented at the 2020 Annual Meeting on Phonology.
[ poster September 2020
] [ video
September 2020 ] [
github ]
- Smith, Caitlin (2020) Phonological Idiosyncrasy as Contrastive
Gestural Strength. Invited talk presented at the Situating Contrast
within the Production-Perception Loop workshop at LabPhon 17.
[ slides July 2020 ]
- Smith, Caitlin (2020) Stepwise Height Harmony as Partial
Transparency. In Proceedings of the 50th Annual Meeting of the
North East Linguistic Society, Vol. 3 (pp. 141-154).
[ paper ] [
slides October 2019 ]
- Smith, Caitlin (2020) Partial Height Harmony as Partial
Transparency. In Proceedings of the 2019 Annual Meeting on
Phonology.
[ paper ] [
slides October 2019 ]
- Smith, Caitlin (2020) Partial Height Harmony, Partial
Transparency, and Gestural Blending. Talk presented at the 94th
Annual Meeting of the Linguistic Society of America.
[ slides January 2020 ]
- Smith, Caitlin (2019) Partial Vowel Height Harmony and Partial
Transparency via Gestural Blending. Invited talk presented at the
Princeton Phonology Forum at Princeton University.
[ slides April 2019 ]
- Smith, Caitlin (2019) Asymmetries in Cross-Height Rounding
Harmony. Talk presented at the 93rd Annual Meeting of the Linguistic
Society of America.
[ slides January 2019 ]
- Smith, Caitlin (2018) Partial Transparency in Harmony: A Dynamic
Gestural Model. Poster presented at the 92nd Annual Meeting of the
Linguistic Society of America.
[ poster January 2018 ]
- Smith, Caitlin (2017) Deriving Apparent Exceptionality from
Contrastive Gestural Strength. Invited talk presented at the
Strength in Grammar workshop at Leipzig University.
[ slides
November 2017 ]
- Smith, Caitlin (2017) A Dynamic Model of Partial Transparency in
Harmony. Talk presented at the Dynamic Modeling in Phonetics
and Phonology workshop at the 53rd Annual Meeting of the
Chicago Linguistic Society.
[ slides May 2017 ]
- Smith, Caitlin (2017) Harmony Triggering as a Contrastive Property
of Segments. In Supplemental Proceedings of the 2016 Annual
Meeting on Phonology.
[ paper ] [
poster October 2016 ]
- Smith, Caitlin (2017) Harmony Triggering as a Segmental Property.
In Proceedings of the 47th Annual Meeting of the North East
Linguistic Society.
[ paper ] [
poster October 2016 ]
- Smith, Caitlin (2016) A Gestural Account of Neutral Segment
Asymmetries in Harmony. In Proceedings of the 2015 Annual
Meeting on Phonology.
[ paper ] [
slides October 2015 ]
- Smith, Caitlin (2015) Nasal Spreading as Defective Gestural
Deactivation. In Supplemental Proceedings of the 2014 Annual
Meeting on Phonology.
[ paper ] [
poster October 2014 ]
Phonological Exceptionality
Phonological exceptionality refers to cases in which individual
segments or lexical items pattern in an idiosyncratic or unpredictable
way with respect to one or more phonological processes. My research in
this area gives the concept of gestural strength an expanded role as not
only a source of coarticulatory influence but also as a phonologically
active element of representation. The concept of contrastive gestural
strength can be used to reanalyze cases of phonological idiosyncrasy
previously thought to be the result of absolute surface neutralization,
derivational opacity, or lexical exceptionality. Portions of this work
have been conducted in collaboration with Reed
Blaylock.
- Smith, Caitlin (2020) Phonological Idiosyncrasy as Contrastive
Gestural Strength. Invited talk presented at the Situating
Contrast within the Production-Perception Loop workshop at
LabPhon 17.
[ slides July 2020 ]
- Smith, Caitlin (2017) Deriving Apparent Exceptionality from
Contrastive Gestural Strength. Invited talk presented at the
Strength in Grammar workshop at Leipzig University.
[ slides
November 2017 ]
- Smith, Caitlin (2018) Partial Transparency in Harmony: A Dynamic
Gestural Model. Poster presented at the 92nd Annual Meeting of the
Linguistic Society of America.
[ poster January 2018 ]
- Smith, Caitlin (2017) A Dynamic Model of Partial Transparency in
Harmony. Talk presented at the Dynamic Modeling in Phonetics
and Phonology workshop at the 53rd Annual Meeting of the
Chicago Linguistic Society.
[ slides May 2017 ]
- Smith, Caitlin, Reed Blaylock (2017) Deriving Exceptional
Phonological Patterns from Contrastive Gestural Strength. Poster
presented at the Dynamic Modeling in Phonetics and Phonology
workshop at the 53rd Annual Meeting of the Chicago Linguistic
Society, Chicago, Illinois.
[ poster May 2017 ]
Machine Learning
Due to the gradient/continuous nature of many gestural parameters,
gestural representations are quite powerful and are able to generate
many patterns that may not be derivable within feature-based
phonological frameworks. However, in order for a phonological pattern to
be crosslinguistically attested, it must not only be derivable within a
phonological framework, but also learnable within that framework. In
collaboration with Charlie
O'Hara, I have developed a learning algorithm to computationally
model the acquisition of gestural parameters in order to shed light on
which phonological patterns are learnable within the gestural phonology
framework.
- Smith, Caitlin (2021) Learning Derivationally Opaque Patterns in
the Gestural Harmony Model (joint work with Charlie O'Hara). Invited
talk presented at the Keio-ICU Linguistics Colloquium, Online, April
2021.
[ slides April 2021 ]
[ video ]
- Smith, Caitlin, Charlie O'Hara, Eric Rosen, Paul Smolensky (2021)
Emergent Gestural Scores in a Recurrent Neural Network Model of
Vowel Harmony. In Proceedings of the Society for Computation in
Linguistics, Volume 4 (pp. 61-70).
[ paper ] [
slides February 2021 ] [
github ]
- Smith, Caitlin, Charlie O'Hara (2021) Learnability of
Derivationally Opaque Processes in the Gestural Harmony Model. In Proceedings
of the Society for Computation in Linguistics, Volume 4 (pp.
396-400).
[ paper ] [
poster February 2021 ] [
github ]
- Smith, Caitlin, Charlie O'Hara (2020) Learnability of
Derivationally Opaque Patterns in the Gestural Harmony Model. Poster
presented at the 2020 Annual Meeting on Phonology.
[ poster September 2020
] [ video
September 2020 ] [
github ]
Computational Complexity
Formal language theory provides a way of hierarchically classifying
phonological input-output mappings according to their relative degrees
of computational complexity. In collaboration with Charlie
O'Hara and Andrew
Lamont, I have investigated how the formal complexity of different
types of mappings, especially those involving featural and tonal
spreading, affects cross-linguistic typological patterns. In particular,
we focus on determining the upper bound on the complexity of attested
spreading patterns.
- Lamont, Andrew, Charlie O'Hara, Caitlin Smith (2019) Weakly
Deterministic Transformations are Subregular. In Proceedings of
the 16th Workshop on Computational Research in Phonetics,
Phonology, and Morphology (SIGMORPHON) (pp. 196-205).
[ paper ]
- O'Hara, Charlie, Caitlin Smith (2019) Computational Complexity and
Sour-Grapes-Like Patterns. In Supplemental Proceedings of the
2018 Annual Meeting on Phonology.
[ paper ] [
poster October 2018 ]
- Smith, Caitlin, Charlie O'Hara (2019) Formal Characterizations of
True and False Sour Grapes. In Proceedings of the Society for
Computation in Linguistics: Vol. 2 (pp. 338-341).
[ paper ] [
slides January 2019 ]
- O'Hara, Charlie, Caitlin Smith (2018) Weakly Deterministic
Characterizations of Unbounded Tonal and Featural Spreading. Talk
presented at the Southern California April Meeting in Phonology
(SCAMP), Los Angeles, California.
[ slides April 2018 ]
Morphological Consonant Mutation
Morphological consonant mutation is characterized by the marking of
morphological information via alteration of a root consonant rather than
the addition of an overt affixal segment or string. I claim that by
adopting gestural representations it is possible to represent
morphological consonant mutation as the affixation of a gesture rather
than a feature that must dock with a segment in the stem. This both
eliminates the need to distinguish between segmental and featural
affixation, and makes more restricted typological predictions regarding
what kinds of consonant mutations we can expect to observe.
- Smith, Caitlin (2016) Morphological Consonant Mutation as Gestural
Affixation. In Papers from the 50th Annual Regional Meeting of
the Chicago Linguistic Society.
[ paper ] [
handout April 2014 ]
Speech Production
In my work on articulatory phonetics, I use the results of phonetic
experimentation (usually taking the form of real-time MRI data) to
inform phonological analysis and representation. The work I have
conducted in this area is aimed at answering questions regarding the
often complex nature of lingual control during the production of coronal
consonants, especially liquids. This work was conducted as part of my
membership in USC's Speech
Production and Articulation kNowledge (SPAN) group and in
collaboration with several of its members.
- Walker, Rachel, Michael Proctor, Caitlin Smith, Tünde Szalay,
Louis Goldstein, Shrikanth Narayanan (2019) Articulatory
characterization of English liquid-final rimes. Journal
of Phonetics 77.
[
paper ]
- Walker, Rachel, Michael Proctor, Caitlin Smith, Ewald Enzinger
(2016) Asymmetries in English Liquid Production and Vowel
Interactions. Poster presented at LabPhon 15.
[ poster July 2016 ]
- Smith, Caitlin (2014) Complex Tongue Shaping in Lateral Liquid
Production Without Constriction-Based Goals. In Proceedings of
the 10th International Seminar on Speech Production (pp.
413-416).
[ paper ] [
poster May 2014 ]
- Smith, Caitlin, Michael Proctor, Khalil Iskarous, Louis Goldstein,
Shrikanth Narayanan (2013) Stable articulatory tasks and their
variable formation: Tamil retroflex consonants. In Proceedings
of the 14th Annual Conference of the International Speech
Communication Association (INTERSPEECH) (pp. 2006-2009).
[ paper ] [
slides August 2013 ]
- Smith, Caitlin, Adam Lammert (2013) Identifying consonantal tasks
via measures of tongue shaping: a real-time MRI investigation of the
production of vocalized syllabic /l/ in American English. In Proceedings
of the 14th Annual Conference of the International Speech
Communication Association (INTERSPEECH) (pp. 3230-3233).
[ paper ] [
poster August 2013 ]
- Smith, Caitlin, Michael Proctor, Khalil Iskarous, Louis Goldstein,
Shrikanth Narayanan (2013) On distinguishing articulatory
configurations and articulatory tasks: Tamil retroflex consonants. Journal
of the Acoustical Society of America 133(5), 3609 (abstract).
[ poster June 2013 ]